• Assistant Director, Quality Assurance
  • john.farragher@gardencitygroup.com
  • 631-470-5119
  • Core Strengths

    Class Action
    Quality Assurance
    Securities

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John Farragher

As Assistant Director of Quality Assurance on GCG’s Operations Team, John Farragher has focused his over five years at the company handling dozens of complex securities administrations. Considered one of GCG’s in-house LIBOR experts, Mr. Farragher is frequently called upon to employ his in-depth knowledge of securities products, trading methods, and strategies to assist with highly complex cases involving equities, bonds and notes, options, and exotic investment products including the Lehman Brothers Securities Litigation, to ensure the class is properly identified and notified at the outset, recovery amounts are calculated correctly, and that claims are processed accurately and properly adjudicated.

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As Assistant Director of Quality Assurance on GCG’s Operations Team, John Farragher has focused his over five years at the company handling dozens of complex securities administrations. Considered one of GCG’s in-house LIBOR experts, Mr. Farragher is frequently called upon to employ his in-depth knowledge of securities products, trading methods, and strategies to assist with highly complex cases involving equities, bonds and notes, options, and exotic investment products including the Lehman Brothers Securities Litigation, to ensure the class is properly identified and notified at the outset, recovery amounts are calculated correctly, and that claims are processed accurately and properly adjudicated.

Prior to joining GCG, Mr. Farragher gained more than 20 years of experience as an audit manager at Bear Stearns, Salomon Smith Barney and Shearson Lehman, where he was responsible for, among other things, regulatory compliance, audits of trade and reporting systems, and ensuring adherence to control structures across Equities, Fixed Income and Capital Markets product lines. He is a Certified Information Systems Auditor (CISA), and former General Securities Representative licensee.

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Certifications

  • Certified Information Systems Auditor (CISA)
  • General Securities Representative License (Series 7), 1999-2008

Education

  • Villanova University, B.S., Accounting